Timothy C. Utecht

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CRD#: 2166598

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Charles Utecht was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1991. Timothy had worked at 4 firms and has passed the Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 28, 2009 - February 13, 2024

LIFE PLANNING PARTNERS, INC.

RIA

CRD#: 129338

JACKSONVILLE, FL

Past

November 26, 2007 - February 12, 2009

SCHENCK INVESTMENT SOLUTIONS LLC

RIA

CRD#: 112997

APPLETON, WI

Past

January 1, 1992 - June 28, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

August 23, 1991 - November 5, 1991

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFE PLANNING PARTNERS, INC.

LIFE PLANNING PARTNERS | LIFE PLANNING PARTNERS, INC.

CRD#: 129338 / SEC#: 801-107568

RIA

Registered Investment Advisory firm - (4/11/2016 Approved)

Florida

Registered Investment Advisory firm - (4/13/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/2/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LIFE PLANNING PARTNERS, INC.

LIFE PLANNING PARTNERS | LIFE PLANNING PARTNERS, INC.

CRD#: 129338 / SEC#: 801-107568

RIA

Registered Investment Advisory firm - (4/11/2016 Approved)

Florida

Registered Investment Advisory firm - (4/13/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2016 Terminated)

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Contact information

Main Address

6550 St. Augustine Road Suite 302, Jacksonville, FL 32217-2847

Mailing Address

Phone number

(904) 448-5158

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/3/2025)

Regulatory assets under management

Total Number of Accounts	599
AUM (Assets Under Management)	$ 311,965,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy C. Utecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIFE PLANNING PARTNERS, INC.

SCHENCK INVESTMENT SOLUTIONS LLC

THRIVENT INVESTMENT MANAGEMENT INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

LIFE PLANNING PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1991

Series 7

Date: 8/6/1991

Series 26

Date: 9/2/1994

Current Firm

LIFE PLANNING PARTNERS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFE PLANNING PARTNERS, INC.

TRUST BUT VERIFY

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