Maria De Jesus Herrera | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria De Jesus Herrera, who also goes by Maria Dejesus Herrera, Maria Dejesus Herrera De Hofmeyer, Maria Dejesus Herreradehoffmeyer, Maria Dejesus Herreradehofmeyer, was a registered financial professional .

Maria is a previously registered financial professional and started their career in finance in 1995. Maria had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Maria Dejesus Herrera | Maria Dejesus Herrera De Hofmeyer | Maria Dejesus Herreradehoffmeyer | Maria Dejesus Herreradehofmeyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 19, 2018 - December 31, 2019

BEACON GLOBAL ADVISOR NETWORK, LLC

RIA

CRD#: 288833

West Miami, FL

Past

May 15, 2001 - March 26, 2004

CITIGROUP GLOBAL MARKETS INC.

BD

CRD#: 7059

NEW YORK, NY

Past

March 15, 2000 - May 3, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD

CRD#: 7471

NEW YORK, NY

Past

November 20, 1997 - March 30, 1998

INVESTACORP, INC.

BD

CRD#: 7684

MIAMI, FL

Past

May 6, 1996 - September 15, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Past

February 24, 1996 - April 29, 1996

INVESTACORP, INC.

BD

CRD#: 7684

MIAMI, FL

Past

December 7, 1995 - January 15, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BG

BEACON GLOBAL ADVISOR NETWORK, LLC

CRD#: 288833 / SEC#: 801-110724

RIA

Registered Investment Advisory firm - (7/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 1/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 12/6/1995

General Securities Representative Examination

General Industry/Product Exam

RR

Series 3

Date: 12/22/1992

National Commodity Futures Examination

Current Firm

BG

BEACON GLOBAL ADVISOR NETWORK, LLC

CRD#: 288833 / SEC#: 801-110724

RIA

Registered Investment Advisory firm - (7/6/2017 Approved)

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Contact information

Main Address

One Glenlake Parkway Suite 650, Atlanta, GA 30328

Mailing Address

Phone number

(888) 679-6474

Established

Firm type

Fiscal year end

# of Employees

53

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DECEMBER 31 2024 (5/1/2025)

Regulatory assets under management

Total Number of Accounts	1,089
AUM (Assets Under Management)	$ 396,867,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maria D. Herrera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

INVESTACORP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INVESTACORP, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BEACON GLOBAL ADVISOR NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2018

Series 63

Date: 1/3/1996

Series 7

Date: 12/6/1995

Series 3

Date: 12/22/1992

Current Firm

BEACON GLOBAL ADVISOR NETWORK, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON GLOBAL ADVISOR NETWORK, LLC

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