Quinn N. Sowell

P38 ENTERPRISES

DENTON, TX

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CRD#: 2166454

Professional summary

Quinn Noark Sowell, CFP® is a registered financial advisor currently at P38 ENTERPRISES, INC. located in Denton, Texas.

Quinn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Quinn has worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KQS Partners LLC is a single member LLC owning one residential property. Quinn N. Sowell is the single member and the address of the business is 11413 Ridgedale Ct, Denton, TX 76207. Quinn N. Sowell devotes one hour/month to managing this rental property outside of normal trading hours. This business was started November 11, 2014. Quinn N. Sowell also manages an insurance agency as an employee within P38 Enterprises, Inc. Quinn N. Sowell devotes two hours/month outside normal trading hours to manage the insurance agency and insurance sales. The insurance business has been part of P38 Enterprises, Inc. since its inception. Quinn N. Sowell also prepares tax returns and represents clients before the IRS as an employee of P38 Enterprises, Inc. Quinn N. Sowell devotes twenty hours/week to preparing tax returns and representation outside normal trading hours. Tax preparation and representation have been part of P38 Enterprises, Inc. since it's inception.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinn Noark Sowell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

June 17, 2005 - Present

P38 ENTERPRISES, INC.

RIA

CRD#: 135325

DENTON, TX

Past

September 9, 1991 - January 12, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/17/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/8/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

P38 ENTERPRISES, INC.

P38 ENTERPRISES, INC. | SOWELL, QUINN N.

CRD#: 135325 / SEC#: 801-69971

RIA

Registered Investment Advisory firm - (4/3/2012 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Denton, TX

Mailing Address

Phone number

(940) 262-1106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 83,939,993

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Quinn N. Sowell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinn Noark Sowell's CRS (Customer Relationship Summary).

Certified licenses

Experience

P38 ENTERPRISES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/5/1991

Series 7

Date: 11/8/1996

Series 6

Date: 9/5/1991

Current Firm

P38 ENTERPRISES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

P38 ENTERPRISES, INC.

TRUST BUT VERIFY

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