Paul R. Le Mire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Robert Le Mire, who also goes by Paul Robert Lemire Jr, Paul Robert Lemire, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2024 - February 13, 2025
CETERA INVESTMENT ADVISERS LLC
October 18, 2024 - February 13, 2025
CETERA INVESTMENT SERVICES LLC
October 9, 2023 - October 11, 2024
DOMINARI SECURITIES LLC
May 15, 2020 - June 26, 2023
FORESIDE FUND SERVICES, LLC
April 17, 2019 - July 31, 2019
MORGAN STANLEY
August 5, 2010 - August 1, 2018
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 1, 2010 - June 7, 2010
INVESCO ADVISERS, INC.
November 12, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
November 12, 2007 - June 7, 2010
INVESCO DISTRIBUTORS, INC.
September 8, 2006 - November 8, 2007
OLD MUTUAL INVESTMENT PARTNERS
January 12, 2004 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
May 15, 2002 - September 1, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 28, 1994 - October 24, 2001
CITICORP INVESTMENT SERVICES
September 27, 1991 - April 14, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
