Lee M. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Matthew Solomon JR, who also goes by Lee Mathew Solomon, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1991. Lee had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2000 - December 21, 2000
BROOKSTREET SECURITIES CORPORATION
January 12, 2000 - February 9, 2000
SALOMON GREY FINANCIAL CORPORATION
July 27, 1999 - January 4, 2000
BERKSHIRE SECURITIES, INC.
January 22, 1997 - February 14, 1997
BENSON YORK GROUP, INC.
January 16, 1997 - July 1, 1999
J. P. GIBBONS & CO., INC.
June 12, 1992 - January 7, 1993
PRUCO SECURITIES, LLC.
September 20, 1991 - February 28, 1992
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
