William D. Marler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Docherty Marler, who also goes by Bill Marler, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2016 - December 31, 2019
JRL CAPITAL ADVISORS LLC
June 13, 2016 - December 31, 2019
JRL CAPITAL CORPORATION
January 14, 2015 - April 6, 2015
NEWPORT COAST ASSET MANAGEMENT, INC.
April 6, 2011 - August 22, 2016
NEWPORT COAST SECURITIES, INC.
August 24, 2009 - August 22, 2016
NEWPORT COAST SECURITIES, INC.
February 13, 2009 - April 4, 2011
B. RILEY WEALTH ADVISORS, INC.
August 27, 2008 - May 21, 2009
RETIREMENT DEPOT
August 31, 2004 - March 12, 2008
WESCOM FINANCIAL SERVICES
August 7, 2000 - September 1, 2004
CUSO FINANCIAL SERVICES, L.P.
April 26, 2000 - July 24, 2000
FISERV INVESTOR SERVICES, INC.
March 14, 2000 - April 19, 2000
GATEWAY INVESTMENT SERVICES, INC.
April 20, 1999 - January 3, 2000
WAMU INVESTMENTS, INC.
January 31, 1997 - April 23, 1999
CAL FED INVESTMENTS
October 7, 1991 - January 31, 1997
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JRL CAPITAL ADVISORS LLC
CRD#: 108162 / SEC#: 801-57158
Contact information
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 104,698,538 |
Red Flags
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