Ryan Darwish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Darwish, CFP® was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1991. Ryan had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2008 - September 20, 2024
DARWISH, RYAN
July 2, 1998 - July 16, 1999
OSAIC WEALTH, INC.
May 29, 1992 - June 30, 1998
CETERA WEALTH SERVICES, LLC
August 5, 1991 - June 3, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 5, 1991 - June 3, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DARWISH, RYAN
CRD#: 146958 / SEC#: 801-69288
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 11,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
