DW
David B. Wentz
TFB ADVISORS
Overland Park, KS 66211
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CRD#: 2165965
DW
Professional summary
David Butler Wentz is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas and AMERITAS INVESTMENT COMPANY, LLC located in Overland Park, Kansas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; RETIREMENT PLAN ADMINISTRATION; CEO; START DATE=12/2002; HRS/MO=10; TRADING HRS/MO=10; OVERALL ADMINISTRATION OF RETIREMENT PLANS * TFB GROUP SERVICES, LLC; SAME AS BRANCH; INV REL; GROUP INSURANCE BROKERAGE; PARTNER; START DATE=04/2012; HRS/MO=10; TRADING HRS/MO=10; SALES * The Bar Retirement Plan; same as branch; inv rel; qualified retirement plan called a Multiple Employer Plan (MEP) that uses the Ameritas Elite platform as its investment vehicle; Agent; start date=03/2018; hrs/mo=20; trading hrs/mo=20; offer plan to employers * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=40; trading hrs/mo=30; manage RIA business * TFB Consulting, LLC; same as branch; llc for future creation of RIA; Member; start date=08/2022; hrs/mo=40; trading hrs/mo=30; manage RIA business
CRS (Client Relationship Summary) - RIA
Click below to view David Butler Wentz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2022 - Present
TFB ADVISORS, LLC
Office #1: 4801 West 110th Street Suite 200, Overland Park, KS 66211RIA
CRD#: 321870
Overland Park, KS
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 4801 W. 110th Street Ste 200, Overland Park, KS 66211BD
CRD#: 14869
Overland Park, KS
Past
November 1, 2021 - June 30, 2023
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Overland Park, KS
Past
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
December 15, 1997 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
OVERLAND PARK, KS
Past
August 19, 1991 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/5/2019)
RR
Alaska(7/5/2019)
RR
Arizona(9/16/2013)
IAR
Arizona(8/3/2023)
RR
Arkansas(6/9/2011)
RR
California(6/30/2006)
RR
Colorado(6/30/2006)
RR
Connecticut(7/5/2019)
RR
Delaware(6/30/2006)
RR
Florida(11/5/2010)
RR
Georgia(10/27/2017)
RR
Hawaii(7/5/2019)
RR
Idaho(7/5/2019)
RR
Illinois(6/30/2006)
RR
Indiana(3/3/2014)
RR
Iowa(6/30/2006)
RR
Kansas(6/30/2006)
IAR
Kansas(8/3/2022)
RR
Kentucky(8/19/2016)
RR
Louisiana(9/25/2017)
RR
Maryland(1/31/2008)
RR
Massachusetts(2/27/2015)
RR
Michigan(9/14/2016)
RR
Minnesota(7/5/2019)
RR
Mississippi(7/14/2023)
RR
Missouri(6/30/2006)
RR
Montana(7/5/2019)
RR
Nebraska(6/30/2006)
RR
Nevada(7/5/2019)
RR
New Jersey(7/5/2019)
RR
New Mexico(8/9/2011)
RR
New York(4/15/2019)
RR
North Carolina(7/5/2019)
RR
Ohio(10/16/2008)
RR
Oklahoma(6/30/2006)
RR
Oregon(1/24/2018)
RR
Pennsylvania(1/31/2008)
RR
South Carolina(7/5/2019)
RR
South Dakota(7/5/2019)
RR
Tennessee(1/19/2023)
RR
Texas(6/30/2006)
RR
Virginia(1/3/2011)
RR
Washington(7/5/2019)
RR
Wisconsin(1/28/2011)
RR
Wyoming(7/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TFB ADVISORS, LLC
TFB ADVISORS, LLC
CRD#: 321870 / SEC#: 801-126142
RIA
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Contact information
Main Address
4801 West 110th Street Suite 200, Overland Park, KS 66211
Mailing Address
Phone number
(913) 648-5526
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,047 |
| AUM (Assets Under Management) | $ 859,559,702 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TFB ADVISORS, LLC
CRD#: 321870Overland Park, KS 66211TRUST BUT VERIFY
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