Kevin T. Davis

DAVIS & WEHRLE

ROUND ROCK, TX 78664-6700

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CRD#: 2165928

Professional summary

Kevin Tucker Davis, who also goes by Kevin T Davis, is a registered financial advisor currently at DAVIS & WEHRLE, LLC located in Round Rock, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin T Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Tucker Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2008 - Present

DAVIS & WEHRLE, LLC

Office #1: 1104 S. Mays Suite 105, Round Rock, TX 78664-6700

RIA

CRD#: 144572

ROUND ROCK, TX

Past

February 9, 2004 - September 26, 2007

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

AUSTIN, TX

Past

January 2, 2004 - September 26, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

AUSTIN, TX

Past

June 10, 1999 - January 12, 2004

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAUREL, MS

Past

June 10, 1999 - January 12, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 24, 1998 - June 18, 1999

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 22, 1997 - November 24, 1998

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

July 9, 1996 - August 22, 1997

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

July 2, 1996 - July 10, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 15, 1995 - June 17, 1996

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

CRD#: 30554

AUSTIN, TX

Past

January 9, 1995 - May 18, 1995

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

August 26, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 26, 1991 - December 13, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(9/21/2017)

IAR

Texas
(1/3/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/22/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/21/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DAVIS & WEHRLE, LLC

CRD#: 144572 / SEC#: 801-68168

RIA

Registered Investment Advisory firm - (10/20/2017 Terminated)

Mississippi

Registered Investment Advisory firm - (9/19/2017 Approved)

Texas

Registered Investment Advisory firm - (5/31/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1104 S. Mays Suite 105, Round Rock, TX 78664-6700

Mailing Address

Phone number

(512) 346-1131

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 35,379,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin T. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Tucker Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FFP SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

FFP SECURITIES, INC.

NYLIFE SECURITIES LLC

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 10/24/1991

Series 6

Date: 8/22/1991

Series 26

Date: 9/21/1999

Current Firm

DAVIS & WEHRLE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVIS & WEHRLE, LLC

TRUST BUT VERIFY

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