Nicholas F. Stranges
Professional summary
Nicholas Frank Stranges was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Nicholas had worked at 6 firms, which includes PRO-INTEGRITY SECURITIES INC., EISNER SECURITIES INC., SUNPOINT SECURITIES INC., PINNACLE SECURITIES INC., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, INVEST FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2000 - November 1, 2001
PRO-INTEGRITY SECURITIES, INC.
December 10, 1999 - October 12, 2000
EISNER SECURITIES, INC.
September 4, 1997 - November 19, 1999
SUNPOINT SECURITIES, INC.
October 12, 1995 - May 15, 1997
PINNACLE SECURITIES, INC.
June 30, 1995 - August 11, 1995
SUNPOINT SECURITIES, INC.
March 23, 1995 - June 26, 1995
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 14, 1991 - December 9, 1994
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PRO-INTEGRITY SECURITIES, INC.
CRD#: 44707 / SEC#: , 8-50784
Contact information
Documents
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