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Nicholas Frank Stranges

CRD# 2165799·Registered 1991 - 2001
Barred: Nicholas Frank Stranges was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Nicholas Frank Stranges, who also goes by Nick Stranges, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1991 - 2001. Nicholas had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nick Stranges

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

PRO-INTEGRITY SECURITIES, INC.·CRD# 44707
BD
Longview, TX
December 13, 2000 - November 1, 2001
EISNER SECURITIES, INC.·CRD# 40585
BD
St. Louis, MO
December 10, 1999 - October 12, 2000
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
September 4, 1997 - November 19, 1999
PINNACLE SECURITIES, INC.·CRD# 30008
BD
Harrisburg, PA
October 12, 1995 - May 15, 1997
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
June 30, 1995 - August 11, 1995
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
March 23, 1995 - June 26, 1995
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
August 14, 1991 - December 9, 1994

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Current Firm

PS
PRO-INTEGRITY SECURITIES, INC.

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707 / SEC#: 8-50784
BD
Terminated by SEC on 02/05/2005

Contact Information

Established

Texas since 01/21/1998

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
PERRY, WILLIAM MARTINCEO/PRESIDENT2142599
HARGETT, GORDON KUNTZSHAREHOLDER3007132
JACKSON, TAMMY LYNNVICE PRESIDENT2484587
SAPAUGH, MARVIN WAYNEVICE PRESIDENT410819

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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