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Thomas George Torp

CRD# 2165759·Registered 1991 - 2015
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas George Torp, who also goes by Thomas G Torp, Tom Torp, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1991 - 2015. Thomas had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas G Torp, Tom Torp

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years registered in the securities industry

Current & Past Employments

Past

TAXMAN4U.COM PLLCPast·CRD# 151763
RIA
Fife, WA
August 18, 2010 - December 31, 2015
AVANTAX ADVISORY SERVICESPast·CRD# 104556
RIA
Fife, WA
April 4, 1995 - December 31, 2009
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Fife, WA
February 3, 1995 - December 31, 2009
DREHER & ASSOCIATES, INC.Past·CRD# 8665
BD
Oakbrook Terrace, IL
August 25, 1992 - February 14, 1995
EDWARD JONESPast·CRD# 250
BD
St. Louis, MO
August 22, 1991 - September 9, 1992

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Current Firm

TP
TAXMAN4U.COM PLLC

TAXMAN4U.COM PLLC

CRD#: 151763

Contact Information

Main Address

5224 12th St E #c, Fife, WA 98424

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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