Thomas G. Torp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas George Torp, who also goes by Thomas G Torp, Tom Torp, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2010 - December 31, 2015
TAXMAN4U.COM PLLC
April 4, 1995 - December 31, 2009
AVANTAX ADVISORY SERVICES
February 3, 1995 - December 31, 2009
AVANTAX INVESTMENT SERVICES, INC.
August 25, 1992 - February 14, 1995
DREHER & ASSOCIATES, INC.
August 22, 1991 - September 9, 1992
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAXMAN4U.COM PLLC
CRD#: 151763 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
