Jon M. Speight

SPEIGHT ASSET MANAGEMENT

Houston, TX 77070

Some features on this profile are disabled

CRD#: 2165731

Professional summary

Jon Michael Speight, CFP® is a registered financial advisor currently at SPEIGHT ASSET MANAGEMENT, LLC located in Houston, Texas.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jon has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Speight's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

October 30, 2013 - Present

SPEIGHT ASSET MANAGEMENT, LLC

Office #1: 8300 Cypress Creek Pkwy Suite 450, Houston, TX 77070

RIA

CRD#: 169106

Houston, TX

Past

June 13, 2003 - January 10, 2014

REK ADVISORS, INC.

RIA

CRD#: 108198

HOUSTON, TX

Past

January 22, 2003 - June 26, 2003

FINANCIAL SYNERGIES WEALTH ADVISORS, INC.

RIA

CRD#: 124625

HOUSTON, TX

Past

February 12, 1999 - June 26, 2003

FINANCIAL SYNERGIES

RIA

CRD#: 105643

HOUSTON, TX

Past

July 18, 1995 - January 5, 1999

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 24, 1993 - June 6, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 31, 1992 - August 16, 1993

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

October 16, 1991 - July 29, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/14/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPEIGHT ASSET MANAGEMENT, LLC

CLEARPATH INVESTMENT ADVISORS, LLC | SPEIGHT ASSET MANAGEMENT, LLC

CRD#: 169106 / SEC#:

Louisiana

Registered Investment Advisory firm - (9/9/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8300 Cypress Creek Pkwy Suite 450, Houston, TX 77070

Mailing Address

Phone number

(281) 469-7284

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 94,916,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey Mack

THE SUM

IAR

The Woodlands, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jon M. Speight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Speight's CRS (Customer Relationship Summary).

Certified licenses

Experience

REK ADVISORS, INC.

FINANCIAL SYNERGIES WEALTH ADVISORS, INC.

FINANCIAL SYNERGIES

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2016

Series 63

Date: 9/20/1991

Series 7

Date: 1/3/1994

Series 6

Date: 10/14/1991

Current Firm

SPEIGHT ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPEIGHT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors