Paul W. Furusho
Professional summary
Paul Wesley Furusho was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Paul had worked at 9 firms, which includes APW CAPITAL INC., TACTIVEST LLC, LPL FINANCIAL LLC, AMERITAS INVESTMENT COMPANY LLC, BROOKSTREET SECURITIES CORPORATION, CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, INVEST FINANCIAL CORPORATION, LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2015 - March 30, 2020
APW CAPITAL, INC.
June 1, 2015 - April 1, 2020
TACTIVEST, LLC
October 15, 2010 - June 5, 2015
LPL FINANCIAL LLC
March 4, 2010 - June 5, 2015
LPL FINANCIAL LLC
December 21, 2007 - February 8, 2010
AMERITAS INVESTMENT COMPANY, LLC
December 6, 2004 - December 31, 2005
BROOKSTREET SECURITIES CORPORATION
February 5, 2003 - October 15, 2003
CITICORP INVESTMENT SERVICES
January 31, 1997 - February 5, 2003
CAL FED INVESTMENTS
July 16, 1992 - January 31, 1997
INVEST FINANCIAL CORPORATION
August 5, 1991 - December 11, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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