Stephan Paul Mitchell
Professional Summary
Stephan Paul Mitchell is a registered financial advisor currently at BENEFIT FUNDING SERVICES, LLC located in Gardnerville, Nevada. Stephan is registered as a RR (Registered Representative) and started their career in finance in 1991. Stephan has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
BENEFIT FUNDING SERVICES, LLC | FFR BD
Contact Information
Main Address
100 Spectrum Center Drive Suite 400, Irvine, CA 92618Mailing Address
100 Spectrum Center Drive Suite 400, Irvine, CA 92618Phone Number
(424) 476-5445Established
Nevada since 09/11/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BFS HOLDINGS, LLC | OWNER | — |
| WEBB, WILLIAM DUDLEY JR | PRESIDENT, FINOP AND CHIEF COMPLIANCE OFFICER | 1256777 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1991About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 2016About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephan Paul Mitchell's CRS (Customer Relationship Summary).
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