Christopher M. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Butler was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - November 1, 2019
BLUE RIVER CAPITAL LLC
July 26, 2012 - March 5, 2019
CROWN CAPITAL SECURITIES, L.P.
March 1, 2007 - June 22, 2012
BROOKSTONE SECURITIES, INC.
November 18, 2003 - July 20, 2004
UNITED SECURITIES ALLIANCE, INC.
March 25, 2003 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
July 30, 1998 - November 8, 2019
CLEARPATH WEALTH MANAGEMENT, L.C.
October 13, 1995 - July 16, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 9, 1995 - July 16, 1998
ROBERT W. BAIRD & CO. INCORPORATED
January 17, 1994 - July 6, 1995
AMERICAN CENTURY INVESTMENT SERVICES INC.
August 23, 1991 - March 12, 1992
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/11/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLUE RIVER CAPITAL LLC
CRD#: 277130 / SEC#:
Contact information
Red Flags
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