LG
Lawrence E. Grimes
THE MAIN STREET GROUP
Glen Allen, VA 23060
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CRD#: 2165658
LG
Professional summary
Lawrence Edwin Grimes, CFP®, who also goes by Jarry Grimes, is a registered financial advisor currently at THE MAIN STREET GROUP located in Glen Allen, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Glen Allen, Virginia.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Jarry Grimes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Dixon Wells Investment Related: Yes Address: 4805 Lake Brook Dr Glen Allen VA 23060 Nature of Business: Insurance Position, Title or Relationship: broker/agent, 1099 income from brokered non-variable insurance insurance Start Date: 10/31/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Non-employee; They act as general agent for term and UL only Name: The Main Street Group Investment Related: Yes Address: 4510 Cox Rd Glen Allen VA 23060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Executive Vice President Start Date: 12/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, IAR Name: CHESTER CIVITAN CLUB AND BOARD MEMBER OF CAMP BAKER, LOCATED IN CHESTERFIELD CO, VAMEMBER OF CAMP BAKER, POSITION: Treasurer NATURE: Charitable INVESTMENT RELATED: No @ OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 7600 Beach Rd, Chesterfield VA 23838, United States DESCRIPTION: Collect and deposit dues from club members. Pay membership dues to Civitan International. Purely volunteer, no remuneration
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Edwin Grimes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
September 2, 2015 - Present
THE MAIN STREET GROUP
Office #1: 4510 Cox Road Suite 102, Glen Allen, VA 23060RIA
CRD#: 175502
Glen Allen, VA
Current
November 20, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4510 Cox Rd. Suite 102, Glen Allen, VA 23060BD
CRD#: 42046
Glen Allen, VA
Past
January 9, 2013 - September 1, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
GLEN ALLEN, VA
Past
July 21, 1998 - October 12, 2012
CAPITAL STRATEGIES GROUP, INC.
RIA
CRD#: 117453
RICHMOND, VA
Past
July 5, 1996 - November 28, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
GLEN ALLEN, VA
Past
May 1, 1995 - July 16, 1996
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Past
August 2, 1991 - May 1, 1995
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MAIN STREET GROUP
THE MAIN STREET GROUP | THE MAIN STREET GROUP, LTD
CRD#: 175502 / SEC#: 801-113192
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Maryland
Registered Investment Advisory firm - (8/10/2018 Terminated)New York
Registered Investment Advisory firm - (7/17/2018 Terminated)North Carolina
Registered Investment Advisory firm - (7/18/2018 Terminated)Texas
Registered Investment Advisory firm - (7/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (7/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/20/2017)
RR
Georgia(11/20/2017)
RR
Kentucky(9/20/2023)
RR
Maryland(11/20/2017)
RR
Minnesota(5/14/2025)
RR
Nevada(1/2/2025)
RR
New York(11/27/2017)
RR
North Carolina(11/28/2017)
RR
Ohio(11/28/2017)
RR
Pennsylvania(4/6/2018)
RR
South Carolina(3/22/2020)
RR
Utah(6/26/2024)
IAR
Virginia(9/2/2015)
RR
Virginia(11/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TM
THE MAIN STREET GROUP
THE MAIN STREET GROUP | THE MAIN STREET GROUP, LTD
CRD#: 175502 / SEC#: 801-113192
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Maryland
Registered Investment Advisory firm - (8/10/2018 Terminated)New York
Registered Investment Advisory firm - (7/17/2018 Terminated)North Carolina
Registered Investment Advisory firm - (7/18/2018 Terminated)Texas
Registered Investment Advisory firm - (7/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (7/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4510 Cox Road Suite 102, Glen Allen, VA 23060
Mailing Address
Phone number
(804) 270-4470
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,342 |
| AUM (Assets Under Management) | $ 470,325,672 |
Red Flags
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Company Information
THE MAIN STREET GROUP
CRD#: 175502Glen Allen, VA 23060TRUST BUT VERIFY
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Contact information
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