Hooman Altafi
Professional summary
Hooman Altafi is a registered financial advisor currently at ALTA FINANCIAL GROUP located in Campbell, California.
Hooman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Hooman has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hooman Altafi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2016 - Present
ALTA FINANCIAL GROUP
Office #1: 51 E. Campbell Ave 129-923, Campbell, CA 95008August 19, 2013 - January 13, 2016
VALIC FINANCIAL ADVISORS, INC.
June 10, 2013 - January 13, 2016
VALIC FINANCIAL ADVISORS, INC.
March 12, 2008 - August 16, 2013
ALTA FINANCIAL GROUP
April 3, 2006 - December 12, 2007
WELTON STREET INVESTMENTS LLC
July 31, 1999 - September 24, 1999
CHARLES SCHWAB & CO., INC.
October 17, 1996 - August 24, 1997
CHARLES SCHWAB & CO., INC.
August 25, 1994 - September 26, 1996
WELLS FARGO SECURITIES INC.
September 8, 1993 - April 6, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
January 7, 1992 - July 2, 1992
IDS LIFE INSURANCE COMPANY
January 7, 1992 - July 2, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2016)
Exams
Current Firm
ALTA FINANCIAL GROUP
CRD#: 145001 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 6,000,000 |
Red Flags
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