JL
Jerrold P. Levy
TCBI SECURITIES
Dallas, TX 75201
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CRD#: 2165466
JL
Professional summary
Jerrold Paul Levy is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Jerrold is registered as a RR (Registered Representative) and started their career in finance in 1991. Jerrold has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 17 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jerrold Paul Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2022 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
November 15, 2018 - January 4, 2022
AMERIVET SECURITIES, INC.
BD
CRD#: 34786
NEW YORK, NY
Past
January 4, 2018 - April 6, 2022
SOUTH STREET SECURITIES LLC
BD
CRD#: 125202
NEW YORK, NY
Past
June 11, 2010 - July 8, 2011
ATLAS ONE FINANCIAL GROUP, LLC
BD
CRD#: 124057
NEW YORK, NY
Past
August 7, 2009 - February 12, 2010
CANACCORD GENUITY SECURITIES LLC
BD
CRD#: 24790
NEW YORK, NY
Past
May 9, 2001 - June 14, 2005
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
October 12, 1994 - October 8, 1999
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
July 29, 1991 - June 3, 1992
CANTOR FITZGERALD SECURITIES
BD
CRD#: 19660
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2022)
RR
Alaska(5/9/2022)
RR
Arizona(5/9/2022)
RR
Arkansas(5/9/2022)
RR
California(5/9/2022)
RR
Colorado(5/9/2022)
RR
Connecticut(5/9/2022)
RR
Delaware(5/9/2022)
RR
District of Columbia(8/9/2022)
RR
Florida(5/9/2022)
RR
Georgia(5/9/2022)
RR
Hawaii(5/9/2022)
RR
Idaho(5/9/2022)
RR
Illinois(8/12/2022)
RR
Indiana(5/9/2022)
RR
Iowa(5/9/2022)
RR
Kansas(5/9/2022)
RR
Kentucky(5/9/2022)
RR
Louisiana(5/9/2022)
RR
Maine(5/9/2022)
RR
Maryland(5/9/2022)
RR
Massachusetts(5/9/2022)
RR
Michigan(5/9/2022)
RR
Minnesota(6/6/2022)
RR
Mississippi(5/9/2022)
RR
Missouri(5/9/2022)
RR
Montana(5/9/2022)
RR
Nebraska(5/9/2022)
RR
Nevada(5/9/2022)
RR
New Hampshire(5/9/2022)
RR
New Jersey(5/9/2022)
RR
New Mexico(5/9/2022)
RR
New York(5/9/2022)
RR
North Carolina(5/9/2022)
RR
North Dakota(5/9/2022)
RR
Ohio(5/11/2022)
RR
Oklahoma(5/9/2022)
RR
Oregon(5/9/2022)
RR
Pennsylvania(5/9/2022)
RR
Puerto Rico(7/28/2022)
RR
Rhode Island(5/9/2022)
RR
South Carolina(5/9/2022)
RR
South Dakota(5/9/2022)
RR
Tennessee(5/9/2022)
RR
Texas(5/9/2022)
RR
Utah(5/9/2022)
RR
Vermont(5/9/2022)
RR
Virgin Islands(8/24/2022)
RR
Virginia(5/9/2022)
RR
Washington(5/9/2022)
RR
West Virginia(5/9/2022)
RR
Wisconsin(5/9/2022)
RR
Wyoming(5/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 17
Date: 11/19/1994
Limited Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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