JR
John R. Ruhlen
SOGOTRADE
Chesterfield, MO 63005
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CRD#: 2165420
JR
Professional summary
John Richard Ruhlen is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.
John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Richard Ruhlen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2023 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005BD
CRD#: 17912
Chesterfield, MO
Past
April 9, 2019 - December 16, 2020
MARKETRIDERS
RIA
CRD#: 147963
CHESTERFIELD, MO
Past
December 22, 2017 - June 16, 2023
SOGOTRADE, INC.
BD
CRD#: 17912
Chesterefield, MO
Past
November 18, 2013 - December 3, 2015
REGAL SECURITIES, INC.
BD
CRD#: 7297
ORLANDO, FL
Past
October 20, 1992 - June 2, 2008
SCOTTRADE, INC.
BD
CRD#: 8206
TAMPA, FL
Past
November 4, 1991 - October 27, 1992
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2023)
RR
Alaska(8/21/2023)
RR
Arizona(8/21/2023)
RR
Arkansas(8/23/2023)
RR
California(8/10/2023)
RR
Colorado(8/21/2023)
RR
Connecticut(8/10/2023)
RR
Delaware(8/23/2023)
RR
District of Columbia(8/11/2023)
RR
Florida(8/18/2023)
RR
Georgia(8/10/2023)
RR
Hawaii(9/29/2023)
RR
Idaho(8/10/2023)
RR
Illinois(1/2/2024)
RR
Indiana(8/22/2023)
RR
Iowa(8/10/2023)
RR
Kansas(8/18/2023)
RR
Kentucky(8/21/2023)
RR
Louisiana(8/22/2023)
RR
Maine(8/10/2023)
RR
Maryland(9/1/2023)
RR
Massachusetts(8/9/2023)
RR
Michigan(8/18/2023)
RR
Minnesota(8/21/2023)
RR
Mississippi(8/21/2023)
RR
Missouri(8/9/2023)
RR
Montana(8/21/2023)
RR
Nebraska(8/9/2023)
RR
Nevada(8/22/2023)
RR
New Hampshire(9/6/2023)
RR
New Jersey(8/18/2023)
RR
New Mexico(8/21/2023)
RR
New York(8/22/2023)
RR
North Carolina(8/9/2023)
RR
North Dakota(8/21/2023)
RR
Ohio(8/10/2023)
RR
Oklahoma(8/21/2023)
RR
Oregon(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
Puerto Rico(8/21/2023)
RR
Rhode Island(8/15/2023)
RR
South Carolina(8/14/2023)
RR
South Dakota(8/21/2023)
RR
Tennessee(8/21/2023)
RR
Texas(8/9/2023)
RR
Utah(8/10/2023)
RR
Vermont(8/18/2023)
RR
Virginia(8/21/2023)
RR
Washington(8/21/2023)
RR
West Virginia(8/21/2023)
RR
Wisconsin(8/10/2023)
RR
Wyoming(8/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SI
SOGOTRADE, INC.
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.
CRD#: 17912 / SEC#: , 8-35930
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Phone number
(646) 885-6486
Established
Delaware since 12/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOGOTRADE, INC.
CRD#: 17912Chesterfield, MO 63005TRUST BUT VERIFY
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