David C. Ligan
Professional summary
David C. Ligan, CFP®, who also goes by Dave C Ligan, Dave Ligan, David C Ligan, David Christopher Ligan, David Ligan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hudson, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Orange, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David C. Ligan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Education
Colorado State University
Master of Business Administration (MBA) - Financial Administration
2011
Michigan State University
Bachelor of Business Administration - Financial Adminstration
1991
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 200 Pinecrest Drive, Orange, OH 44122October 19, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 200 Pinecrest Drive, Orange, OH 44122July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 23, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
December 10, 2007 - October 26, 2012
TD AMERITRADE, INC.
December 10, 2007 - October 26, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 10, 2007 - October 26, 2012
TD AMERITRADE, INC.
February 14, 2005 - December 13, 2007
FIFTH THIRD SECURITIES, INC.
February 25, 2003 - December 13, 2007
FIFTH THIRD SECURITIES, INC.
January 7, 1993 - February 26, 2003
CHARLES SCHWAB & CO., INC.
January 29, 1992 - December 21, 1992
UBS FINANCIAL SERVICES INC.
November 11, 1991 - January 20, 1992
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2022)
(4/23/2020)
(1/11/2021)
(9/30/2019)
(10/19/2012)
(6/10/2020)
(8/8/2020)
(4/23/2020)
(8/13/2021)
(1/4/2025)
(9/21/2018)
(8/31/2018)
(1/3/2020)
(1/6/2020)
(5/2/2024)
(3/25/2023)
(10/8/2021)
(10/19/2012)
(3/31/2025)
(10/19/2012)
(6/2/2021)
(8/13/2021)
(9/30/2019)
(3/31/2025)
(9/18/2020)
Exams
Series 8
Date: 9/29/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Hudson, OHTRUST BUT VERIFY
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