Lawrence F. Baird
Professional summary
Lawrence Fredrick Baird, who also goes by Larry Baird, Lawrence Frederick Baird, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Livonia, Michigan.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Fredrick Baird's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Fredrick Baird's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 14427 Summerside St, Livonia, MI 48154January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 14427 Summerside St, Livonia, MI 48154March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
May 26, 2010 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
May 16, 2000 - March 1, 2019
QUESTAR CAPITAL CORPORATION
April 15, 1998 - May 17, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 26, 1997 - April 15, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 24, 1991 - August 26, 1997
MARINER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.