Allen R. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Richard Collins, who also goes by Allen Collins, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1992. Allen had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2007 - April 9, 2019
PNC FIG ADVISORY, INC.
October 12, 2006 - June 7, 2007
MOMENTUM INDEPENDENT NETWORK INC.
October 28, 2005 - October 12, 2006
BNK ADVISORY GROUP, INC. (SUCCESSOR)
November 27, 1992 - November 17, 2005
BNK ADVISORY GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PNC FIG ADVISORY, INC.
CRD#: 143093 / SEC#: , 8-67525
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
