Randall R. Maycock

ROOF EIDAM MAYCOCK PERALTA

San Francisco, CA

CRD#: 2164531

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Professional summary

Randall Robert Maycock, CFP® is a registered financial advisor currently at ROOF EIDAM MAYCOCK PERALTA LLC located in San Francisco, California.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Randall has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Robert Maycock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 21, 1997 - Present

ROOF EIDAM MAYCOCK PERALTA LLC

RIA

CRD#: 106696

San Francisco, CA

Past

September 8, 2009 - August 16, 2013

LPL FINANCIAL LLC

CRD#: 6413

SAN FRANCISCO, CA

Past

January 3, 1995 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOF EIDAM MAYCOCK PERALTA LLC

ROOF EIDAM & MAYCOCK | ROOF, EIDAM & MAYCOCK, LLC | ROOF, EIDAM & MAYCOCK | ROOF EIDAM MAYCOCK PERALTA LLC

CRD#: 106696 / SEC#: 801-53480

RIA

Registered Investment Advisory firm - (12/19/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/21/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/28/1994

General Securities Representative Examination

Current Firm

ROOF EIDAM MAYCOCK PERALTA LLC

ROOF EIDAM & MAYCOCK | ROOF, EIDAM & MAYCOCK, LLC | ROOF, EIDAM & MAYCOCK | ROOF EIDAM MAYCOCK PERALTA LLC

CRD#: 106696 / SEC#: 801-53480

RIA

Registered Investment Advisory firm - (12/19/1996 Approved)

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Contact information

Main Address

235 Pine St. Suite 1200, San Francisco, CA 94132

Mailing Address

Phone number

(415) 788-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REM PART 2A APPENDIX 1 INSTITUTIONAL WRAP FEE BROCHURE (2/4/2025)

REM PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 727,087,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Randall R. Maycock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Robert Maycock's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROOF EIDAM MAYCOCK PERALTA LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

Primary Firm SEC Registration

ROOF EIDAM MAYCOCK PERALTA LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/6/1995

Series 7

Date: 12/28/1994

Current Firm

ROOF EIDAM MAYCOCK PERALTA LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOF EIDAM MAYCOCK PERALTA LLC

TRUST BUT VERIFY

Contact information

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