Mark J. Strubel

FEDERATED INVESTMENT COUNSELING

Dallas, TX

Some features on this profile are disabled

CRD#: 2164437

Professional summary

Mark Joseph Strubel, CIMA®, CPWA® is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Dallas, Texas and MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FROM 6/23/20 TO PRESENT, LANDLORD OF 4761 WEST BAY BLVD., UNIT 1104N, WESTERO, FL 33928. DUTIES ARE NOT PERFORMED DURING TRADING HOURS AND ARE NOT INVESTMENT RELATED. TIME SPENT IS APPROXIMATELY 1 HOUR A MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Strubel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-07-13

Expire date: 2025-01-31

Experience

Current

September 4, 2002 - Present

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Dallas, TX

Current

July 2, 2008 - Present

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Dallas, TX

Current

November 11, 2009 - Present

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

DALLAS, TX

Current

May 12, 2010 - Present

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Dallas, TX

Current

January 12, 1999 - Present

FEDERATED SECURITIES CORP.

Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779

RIA

CRD#: 5009

Pittsburgh, PA

Past

June 18, 1997 - July 30, 1998

ASSETMARK CAPITAL CORPORATION

CRD#: 37583

PLEASANT HILL, CA

Past

July 31, 1995 - June 6, 1997

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

April 10, 1995 - June 13, 1995

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

February 24, 1993 - April 10, 1995

ASTRA FUND DISTRIBUTORS CORP.

CRD#: 6930

LOS ANGELES, CA

Past

October 9, 1991 - May 12, 1992

WESTMARK SECURITIES CORPORATION

CRD#: 16709

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED INVESTMENT COUNSELING

FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/27/2024)

California
(6/27/2024)

IAR

Massachusetts
(7/28/2008)

Nevada
(6/27/2024)

New Mexico
(2/12/2010)

IAR

New York
(8/5/2021)

IAR

Pennsylvania
(9/4/2002)

Texas
(1/14/1999)

IAR

Texas
(6/17/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/7/1991

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Mailing Address

Phone number

(412) 288-1900

Established

Firm type

Fiscal year end

# of Employees

213

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIC SUMMARY OF CHANGES (3/14/2025)

2025 FIC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	8,579
AUM (Assets Under Management)	$ 199,641,239,415

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/11/2023	Cover Page	Report
07/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark J. Strubel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Strubel's CRS (Customer Relationship Summary).

Certified licenses

Experience

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED SECURITIES CORP.

ASSETMARK CAPITAL CORPORATION

WM FUND SERVICES, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

ASTRA FUND DISTRIBUTORS CORP.

WESTMARK SECURITIES CORPORATION

Primary Firm SEC Registration

FEDERATED INVESTMENT COUNSELING

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/1997

Series 63

Date: 10/15/1991

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1993

Series 22

Date: 10/7/1991

FINRA

Current Firm

FEDERATED INVESTMENT COUNSELING

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FEDERATED INVESTMENT COUNSELING

TRUST BUT VERIFY

Contact information

Similar Advisors