Peter R. Gennuso
Professional summary
Peter R Gennuso, CFP®, who also goes by Peter R Cennuso, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Oakbrook Terrace, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter R Gennuso's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter R Gennuso's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1801 S Meyers Rd Ste 150, Oakbrook Terrace, IL 60181August 1, 2007 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
August 1, 2007 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
May 26, 1998 - August 3, 2007
1717 CAPITAL MANAGEMENT COMPANY
August 16, 1991 - August 3, 2007
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(3/7/2024)
(1/19/2024)
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(1/19/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
