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Steven W. Sansom
STEEL GROVE CAPITAL ADVISORS
MEMPHIS, TN 38137
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CRD#: 2164085
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Professional summary
Steven Wayne Sansom, who also goes by Steven W Sansom, is a registered financial advisor currently at STEEL GROVE CAPITAL ADVISORS, LLC located in Memphis, Tennessee.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Steven has worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven W Sansom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
General Partner; Worthington Capital Management, LLC; Investment Related: Yes; Location: 6075 Poplar Avenue, Suite 221, Memphis TN 38119; Description of the business: Mr. Sansom is a member of Worthington Capital Management, LLC ("Worthington"), a Delaware limited liability company that manages private funds and offers model investment portfolios in separate account format. Worthington provides discretionary investment advisory services to two private funds - Convergence Value Partners Fund, LP, a Delaware limited partnership (the "Feeder Fund") and Convergence Value Partners Master Fund Limited, a Cayman Islands exempted company (the "Master Fund" and collectively with the Feeder Fund, the "Funds").; Responsibilities Duties: Mr. Sansom is and/or controls the general partner of the Funds, which are managed in accordance with the investment objectives, strategies, restrictions, and guidelines found in the investment memorandum.; Start date with business: 2020-11-01; Hours devoted to business during trading hours: 40; Hours devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 15;
CRS (Client Relationship Summary) - RIA
Click below to view Steven Wayne Sansom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2018 - Present
STEEL GROVE CAPITAL ADVISORS, LLC
Office #1: 5100 Poplar Avenue Suite 3100, Memphis, TN 38137RIA
CRD#: 115231
MEMPHIS, TN
Past
January 14, 2005 - May 18, 2006
G2 ADVISORS, LLC
RIA
CRD#: 132163
MEMPHIS, TN
Past
January 28, 2004 - December 31, 2017
STEEL GROVE CAPITAL ADVISORS, LLC
RIA
CRD#: 115231
MEMPHIS, TN
Past
January 24, 2002 - December 31, 2005
GREEN SQUARE SECURITIES, LLC
BD
CRD#: 43244
MEMPHIS, TN
Past
September 21, 2001 - December 31, 2001
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
MEMPHIS, TN
Past
April 3, 1993 - October 4, 2001
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
August 27, 1991 - February 17, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
STEEL GROVE CAPITAL ADVISORS, LLC
GREEN SQUARE CAPITAL ADVISORS, LLC | STEEL GROVE CAPITAL ADVISORS, LLC | GREEN SQUARE SECURITIES, LLC | GREEN SQUARE CAPITAL, LLC | GREEN SQUARE CAPITAL MANAGEMENT, LLC
CRD#: 115231 / SEC#: 801-60517
RIA
Registered Investment Advisory firm - (8/24/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(9/12/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SG
STEEL GROVE CAPITAL ADVISORS, LLC
GREEN SQUARE CAPITAL ADVISORS, LLC | STEEL GROVE CAPITAL ADVISORS, LLC | GREEN SQUARE SECURITIES, LLC | GREEN SQUARE CAPITAL, LLC | GREEN SQUARE CAPITAL MANAGEMENT, LLC
CRD#: 115231 / SEC#: 801-60517
RIA
Registered Investment Advisory firm - (8/24/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5100 Poplar Avenue Suite 3100, Memphis, TN 38137
Mailing Address
Phone number
(901) 498-6300
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 878 |
| AUM (Assets Under Management) | $ 1,360,070,395 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 05/03/2024 | ||
| 04/30/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STEEL GROVE CAPITAL ADVISORS, LLC
CRD#: 115231Memphis, TN 38137TRUST BUT VERIFY
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