Michael W. Dickson

LOOMIS, SAYLES & COMPANY, L.P.

Boston, MA 02111-2621

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CRD#: 2163991

Professional summary

Michael William Dickson, who also goes by Michael W Dickson, is a registered financial advisor currently at LOOMIS, SAYLES & COMPANY, L.P. located in Boston, Massachusetts and LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael W Dickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ClearTax Preparation Services - Works out of his personal residences - Sole Proprietor/Tax Preparation - Prepares and files income taxes - Not investment-related - 10 hours per month average (hours increase during tax season, first quarter) - No hours during securities trading hours - Start date: January 2015

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Dickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2009 - Present

LOOMIS, SAYLES & COMPANY, L.P.

Office #1: One Financial Center, Boston, MA 02111-2621

RIA

CRD#: 105377

Boston, MA

Current

December 4, 2009 - Present

LOOMIS SAYLES DISTRIBUTORS, L.P.

Office #1: One Financial Center, Boston, MA 02111

CRD#: 41795

Boston, MA

Past

September 3, 2009 - November 23, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

MANCHESTER, NH

Past

June 9, 2009 - June 22, 2009

SIGNATOR INVESTORS, INC.

CRD#: 468

WEST BOROUGH, MA

Past

January 17, 2007 - October 24, 2008

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

RIA

CRD#: 106652

BEDFORD, NH

Past

January 8, 2007 - October 24, 2008

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

September 29, 2003 - December 6, 2006

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

June 4, 2003 - September 19, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 12, 2000 - September 3, 2002

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

October 22, 1996 - February 8, 2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 1, 1994 - September 19, 1996

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

September 4, 1991 - February 3, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(12/4/2009)

IAR

Massachusetts
(12/8/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

CRD#: 105377 / SEC#: 801-170

RIA

Registered Investment Advisory firm - (6/2/1977 Approved)

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Contact information

Main Address

One Financial Center, Boston, MA 02111-2621

Mailing Address

Phone number

(617) 482-2450

Established

Firm type

Fiscal year end

# of Employees

729

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOOMIS, SAYLES & COMPANY, L.P. PART 2A (9/24/2025)

Regulatory assets under management

Total Number of Accounts	22,232
AUM (Assets Under Management)	$ 350,888,326,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Dickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William Dickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOMIS SAYLES DISTRIBUTORS, L.P.

NYLIFE SECURITIES LLC

SIGNATOR INVESTORS, INC.

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

NEW ENGLAND SECURITIES

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LOOMIS, SAYLES & COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2007

Series 63

Date: 10/3/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/3/1991

FINRA

Current Firm

LOOMIS, SAYLES & COMPANY, L.P.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOOMIS, SAYLES & COMPANY, L.P.

TRUST BUT VERIFY

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