John E. Freiburger
Professional summary
John Edward Freiburger, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Naperville, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Naperville, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Freiburger's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1996
Experience
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1700 Park St., Ste. 200,, Naperville, IL 60563April 29, 2011 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1700 Park Street Suite 200, Naperville, IL 60563Office #2: 1700 Park Street Suite 200, Naperville, IL 60563May 5, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
February 13, 2001 - April 29, 2011
KESTRA INVESTMENT SERVICES, LLC
January 2, 2001 - April 29, 2011
KESTRA INVESTMENT SERVICES, LLC
August 22, 1991 - January 9, 2001
ROBERT W. BAIRD & CO. INCORPORATED
August 22, 1991 - January 25, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2014)
(5/2/2011)
(5/18/2011)
(10/7/2015)
(5/2/2011)
(4/5/2017)
(5/2/2011)
(5/17/2011)
(5/20/2011)
(5/24/2011)
(5/2/2011)
(4/21/2016)
(5/2/2011)
(9/12/2014)
(11/1/2019)
(7/20/2015)
(5/3/2011)
(5/2/2011)
(5/12/2011)
(5/18/2011)
(5/18/2011)
(5/2/2011)
(4/7/2017)
(5/23/2011)
(5/17/2011)
(5/17/2011)
(5/6/2014)
(5/5/2011)
(5/18/2021)
(5/2/2011)
(5/2/2011)
(9/5/2019)
(8/9/2016)
(2/10/2021)
(5/18/2011)
(7/26/2023)
(4/17/2019)
(5/6/2011)
(5/13/2014)
(5/20/2011)
(5/18/2011)
(5/2/2011)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
