John S. Erickson

JSE WEALTH MANAGEMENT LLC

Wayzata, MN

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CRD#: 2163629

Professional summary

John S Erickson, AIF®, who also goes by John Stephen Erickson Jr, is a registered financial advisor currently at JSE WEALTH MANAGEMENT LLC located in Wayzata, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Stephen Erickson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Erickson is the trustee for two family trusts where he spends 4 hours a year. 2) Insurance Agent - Start Date: 07/2025; Investment-Related; Duties included offering insurance products and services to clients and prospects; approximately 15 hours per month overall devoted to the business and approximately 10 hours per month devoted during securities trading business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John S Erickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 29, 2022 - Present

JSE WEALTH MANAGEMENT LLC

Office #2: 406 Main Street, Suite B, Red Wing, MN 55066

RIA

CRD#: 318335

Wayzata, MN

Past

March 16, 2020 - December 22, 2022

AEGIS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 300985

MINNEAPOLIS, MN

Past

May 7, 2012 - November 13, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BLOOMINGTON, MN

Past

May 7, 2012 - November 13, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BLOOMINGTON, MN

Past

July 2, 2010 - March 26, 2012

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MINNEAPOLIS, MN

Past

January 21, 2005 - July 12, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

EDEN PRAIRIE, MN

Past

December 18, 2000 - August 12, 2002

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - July 12, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

EDEN PRAIRIE, MN

Past

January 31, 1994 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

October 5, 1992 - December 31, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 18, 1991 - September 18, 1992

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1991

General Securities Representative Examination

Current Firm

JSE WEALTH MANAGEMENT LLC

CRD#: 318335 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/29/2022 Approved)

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Contact information

Main Address

Wayzata, MN

Mailing Address

Phone number

(612) 730-6747

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 3,036,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John S Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS INVESTMENT MANAGEMENT, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

M&I FINANCIAL ADVISORS, INC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

NEW ENGLAND SECURITIES

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2020

Series 63

Date: 8/21/1991

SIE

Date: 11/13/2015

Series 7

Date: 10/16/1991

Current Firm

JSE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JSE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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