Michael P. Ohare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Ohare was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2023 - June 9, 2025
KEYBANC CAPITAL MARKETS INC.
April 13, 2015 - March 14, 2023
KEYBANC CAPITAL MARKETS INC.
March 28, 2008 - April 13, 2015
PACIFIC CREST SECURITIES LLC
April 11, 2007 - April 1, 2008
OPPENHEIMER & CO. INC.
January 26, 2004 - April 3, 2007
W.R. HAMBRECHT + CO., LLC
June 24, 1999 - January 22, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
May 11, 1999 - June 2, 1999
SOUNDVIEW TECHNOLOGY CORPORATION
June 2, 1997 - May 10, 1999
BMO CAPITAL MARKETS CORP.
May 18, 1994 - June 3, 1997
ABN AMRO SECURITIES LLC
August 19, 1993 - April 4, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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