Terry D. Wheeler

WE ALLIANCE WEALTH ADVISORS

Roseville, CA 95661

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CRD#: 2163092

Professional summary

Terry Dean Wheeler, CFP® is a registered financial advisor currently at WE ALLIANCE WEALTH ADVISORS, INC. located in Roseville, California.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Terry has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)TERRY WHEELER, 2601 K STREET, SACRAMENTO CA 95816. NOT INVEST-RELATED. OWNER RENTAL PROPERTIES. APPROX. 1 HRS/WEEK (2)STRATEGIC WEALTH LEGAL ADVISORS, PROFESSIONAL CORP AND STRATEGIC WEALTH ADVISORY GROUP, 2601 K ST, SACRAMENTO, CA, LAW FIRM, 100% OWNER/PRES/CEO/EMPLOYEE/ATTORNEY, START 1996, SPECIALIZE IN ESTATE PLANNING, 150 HRS /MO, 120 HRS/DURING TRADING (3) FIXED INSURANCE BUSINESS (4) REAL ESTATE BROKERAGE (06/2012), 2-10 HOURS SPENT MONTHLY FOR PERSONAL OR IMMEDIATE FAMILY USE ONLY. (5) STRATEGIC WEALTH ADVISORY GROUP CONSULTING SERVICES, LLC-PRESENTLY IN-ACTIVE BUT HOLDS BANK AND INVESTMENT ACCOUNTS. (6) WE ALLIANCE INSURANCE SOLUTIONS, INC DBA WEALTH ALLIANCE INS SOLUTIONS, GENERAL AGENCY WITH FIXED AND OTHER ADVISORS RECRUITED, FIXED INSURANCE, 20 HOURS PER MONTH (7) RIA-WE ALLIANCE WEALTH ADVISORS, INC, FEE BASED AND HOURLY BASED FINANCIAL PLANNING, 10 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dean Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

July 20, 2015 - Present

WE ALLIANCE WEALTH ADVISORS, INC.

Office #1: 3001 Douglas Blvd Ste. 142, Roseville, CA 95661

RIA

CRD#: 175405

Roseville, CA

Past

March 1, 2016 - November 1, 2018

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

Roseville, CA

Past

July 18, 2012 - December 31, 2015

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

Roseville, CA

Past

July 7, 2011 - May 11, 2012

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

Roseville, CA

Past

June 7, 2011 - November 1, 2018

ARQUE CAPITAL, LTD.

CRD#: 121192

Roseville, CA

Past

February 11, 2011 - July 18, 2012

COMMERCE WEALTH ADVISERS, LLC

RIA

CRD#: 144449

SACRAMENTO, CA

Past

February 10, 2011 - July 18, 2012

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

SACRAMENTO, CA

Past

August 7, 2009 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SACRAMENTO, CA

Past

August 7, 2009 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

SACRAMENTO, CA

Past

February 9, 2001 - August 19, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SACRAMENTO, CA

Past

October 19, 2000 - August 19, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SACRAMENTO, CA

Past

April 27, 1995 - November 2, 2000

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

April 8, 1992 - July 8, 1993

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 22, 1991 - April 9, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WE ALLIANCE WEALTH ADVISORS, INC.

STRATEGIC WEALTH ADVISORY GROUP | WE ALLIANCE WEALTH ADVISORS, INC.

CRD#: 175405 / SEC#: 801-113406

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (8/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/4/2024)

IAR

California
(7/20/2015)

IAR

Texas
(2/8/2019)

IAR

Washington
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1991

General Securities Representative Examination

Current Firm

WE ALLIANCE WEALTH ADVISORS, INC.

STRATEGIC WEALTH ADVISORY GROUP | WE ALLIANCE WEALTH ADVISORS, INC.

CRD#: 175405 / SEC#: 801-113406

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (8/5/2018 Terminated)

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Contact information

Main Address

3001 Douglas Blvd Ste. 142, Roseville, CA 95661

Mailing Address

Phone number

(916) 325-0130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WE ALLIANCE BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	327
AUM (Assets Under Management)	$ 206,576,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry D. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dean Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

COMMERCE WEALTH ADVISERS, LLC

DEWAAY FINANCIAL NETWORK, LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTORS CAPITAL CORP.

IFMG SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WE ALLIANCE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2001

Series 63

Date: 9/12/1991

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1991

Current Firm

WE ALLIANCE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WE ALLIANCE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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