Stephanie A. O'neill
Professional summary
Stephanie Anne O'neill, who also goes by Stephanie Anne Oneill, is a registered financial professional currently at PENSERRA SECURITIES, LLC located in New York, New York.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephanie has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Anne O'neill's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2017 - Present
PENSERRA SECURITIES, LLC
Office #1: 530 Seventh Ave Suite 2802, New York, NY 10018January 2, 2013 - November 27, 2015
BB&T SECURITIES, LLC
August 27, 2007 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
August 20, 1997 - October 22, 2004
ADVEST, INC.
September 30, 1993 - August 4, 1997
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2017)
(8/1/2017)
(3/9/2021)
(9/19/2017)
(8/10/2017)
(8/10/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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