MR
Matthew J. Rozzi
ONEDIGITAL
PRINCETON, NJ 08540
Some features on this profile are disabled
CRD#: 2162866
MR
Professional summary
Matthew James Rozzi, who also goes by Matthew James Rozzi Jr, Matthew James Rozzi, Matt Rozzi, Matthew Rozzi, is a registered financial advisor currently at ONEDIGITAL located in Princeton, New Jersey and M HOLDINGS SECURITIES, INC. located in Princeton, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Matthew has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew James Rozzi Jr | Matthew James Rozzi | Matt Rozzi | Matthew Rozzi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ONEDIGITAL INVESTMENT ADVISORS LLC; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; INVESTMENT ADVISER REPRESENTATIVE; 8/2022; 80 HRS/MONTH; 80 HRS/MONTH DURING SECURITIES TRADING HOURS; PROVIDE INVESTMENT PRODUCTS OFFERED BY ONEDIGITAL TO CLIENTS. __|__ M HOLDINGS SECURITIES; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; REGISTERED REPRESENTATIVE; 4/1/2025; 80 HOURS/MONTH DEVOTED; 80 HOURS/MONTH DURING SECURITIES TRADING HOURS; M HOLDING SECURITIES ALLOWS US TO OFFER FIXED AND VARIABLE INSURANCE PRODUCTS TO CLIENTS OF ONEDIGITAL. __|__ KJAC PARTNERS, LLC DBA KB FINANCIAL PARTNERS; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; INSURANCE AGENT; 11/2019; 160 HRS/MONTH; 160 HRS/MONTH DURING SECURITIES TRADING HOURS; PROVIDE FIXED INSURANCE PRODUCTS TO CLIENTS OF ONEDIGITAL. __|__ KTTN PARTNERS, LLC; INVESTMENT RELATED; 300 CARNEGIE CENTER, SUITE 240, PRINCETON, NJ 08540; MEMBER; 11/2019; 1 HR/MONTH; 0 HRS DURING SECURITIES TRADING HOURS; SHELL COMPANY TO HOLD EQUITY SHARES OF ONEDIGITAL. __|__ ROLEMA HOLDINGS, LLC; PARK RIDGE, NJ 07656; REAL ESTATE; NOT INVESTMENT RELATED; MANAGING MEMBER; ENTITY HOLDS A RENTAL PROPERTY; 5/23/04; 3 HRS/MONTH; 0 HRS DURING TRADING HOURS. __|__ FRIENDS OF BILL MICCIULLI; STATEN ISLAND, NY 10306 ; TREASURER; NOT INVESTMENT RELATED; DIRECTOR / TREASURER; HELPS RAISE FUNDS FOR SCHOLARSHIPS AWARDED BY THE ORGANIZATION; 1/1/2002; 5 HRS/MONTH; 0 HRS DURING TRADING HOURS. __|__ ROLEMA REALTY LLC; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; MANAGING MEMBER; 4/14/05; 3 HOURS/MONTH DEVOTED; 0 HOURS DURING SECURITIES TRADING HOURS; OWNERSHIP OF RENTAL PROPERTY. __|__ BEST LIFE GROUP LLC; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; MEMBER; 11/13/2023; 20 HOURS/MONTH DEVOTED; 0 HOURS DURING SECURITIES TRADING HOURS; FITNESS/WELLNESS APP/HANDLES ACCOUTNING AND GENERAL BUSINESS MATTERS. __|__ FIDELIS, LLC ; NOT INVESTMENT RELATED; PARK RIDGE, NJ 07656; BUSINESS CONSULTING SERVICES TO FINANCIAL SERVICES COMPANIES; MANAGING MEMBER; 11/5/2008; 1 HR/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; BANK ACCOUNT MAINTENENCE FOR INCOME AND EXPENSES OF THE BUSINESS. NOT CURRENTLY OPERATIONAL, BUT STILL AN ACTIVE LEGAL ENTITY.__|__ PARK RIDGE BOARD OF EDUCATION; 2 PARK AVENUE, PARK RIDGE NJ 07656; NOT INVESTMENT RELATED; BOARD MEMBER; OVERSEE THE PUBLIC SCHOOL DISTRICT INCLUDING ELEMENTARY, MIDDLE AND HIGH SCHOOLS; 01/01/2026; 10 HO/MO; 0 HO/MO DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Rozzi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
ONEDIGITAL
Office #1: 300 Carnegie Center Suite 240, Princeton, NJ 08540RIA
CRD#: 106766
PRINCETON, NJ
Current
April 1, 2025 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 300 Carnegie Center, Suite 240, Princeton, NJ 08540RIA
BD
CRD#: 43285
Princeton, NJ
Past
April 19, 2021 - January 13, 2025
SUTTER SECURITIES INCORPORATED
BD
CRD#: 30770
IRVINE, CA
Past
December 6, 2017 - January 3, 2020
INDEPENDENT BROKERAGE SOLUTIONS LLC
BD
CRD#: 153563
NEW YORK, NY
Past
February 18, 2010 - December 4, 2017
IDB CAPITAL CORP.
BD
CRD#: 106032
NEW YORK, NY
Past
December 11, 2009 - February 23, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
April 4, 2007 - January 9, 2009
UMTB SECURITIES INC.
BD
CRD#: 142289
NEW YORK, NY
Past
October 13, 2003 - July 31, 2006
FLAGSTAR ADVISORS
RIA
CRD#: 104233
NEW YORK, NY
Past
December 20, 2000 - July 31, 2006
FLAGSTAR ADVISORS
BD
CRD#: 104233
NEW YORK, NY
Past
September 22, 1995 - July 14, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
BD
CRD#: 38293
NEW YORK, NY
Past
March 24, 1994 - October 25, 1995
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
December 17, 1991 - June 18, 1992
A.S. GOLDMEN & CO., INC.
BD
CRD#: 23180
RED BANK, NJ
Past
September 19, 1991 - October 10, 1991
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(4/1/2025)
IAR
New Jersey(8/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11101 Switzer Road Suite 200, Overland Park, KS 66210
Mailing Address
Phone number
(877) 742-2021
Established
Firm type
Fiscal year end
# of Employees
610
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEDIGITAL
CRD#: 106766Princeton, NJ 08540TRUST BUT VERIFY
Monitor Matthew Rozzi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
