David A. Worster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anthony Worster, who also goes by Dave Worster, David A. Worster, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2015 - February 16, 2016
MERCER GLOBAL ADVISORS INC.
March 20, 2014 - March 3, 2015
USAA FINANCIAL ADVISORS, INC.
February 20, 2014 - March 3, 2015
USAA FINANCIAL PLANNING SERVICES
November 10, 2011 - January 10, 2014
NEW ALBANY CAPITAL PARTNERS, LLC
August 11, 2008 - August 26, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 14, 2005 - November 1, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 12, 2002 - March 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2000 - May 22, 2002
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 1, 1996 - May 30, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 3, 1993 - July 1, 1996
NATIONWIDE SECURITIES, LLC
June 25, 1993 - November 22, 1993
NATIONAL CITY INVESTMENTS CORPORATION
August 9, 1991 - June 18, 1993
IDS LIFE INSURANCE COMPANY
August 9, 1991 - June 18, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
