Christopher Fragakis
Professional summary
Christopher Fragakis, who also goes by Chris S Fragakis, Chris Fragakis, Christopher S Fragakis, Christopher Sophocles Fragakis, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in San Francisco, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Fragakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 345 California Street Suite 1260, San Francisco, CA 94104October 16, 2017 - July 21, 2025
WELLS FARGO SECURITIES, LLC
September 5, 2012 - October 27, 2017
BARCLAYS CAPITAL INC.
September 7, 2006 - August 7, 2012
GOLDMAN SACHS & CO. LLC
June 19, 1997 - August 8, 2006
MORGAN STANLEY & CO. LLC
October 13, 1995 - June 19, 1997
CIBC WORLD MARKETS CORP.
January 20, 1995 - September 21, 1995
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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