Michael D. George

FPL CAPITAL MANAGEMENT

METAIRIE, LA 70002

Some features on this profile are disabled

CRD#: 2162546

Professional summary

Michael David George, who also goes by Michael D George, is a registered financial advisor currently at FPL CAPITAL MANAGEMENT, LLC located in Metairie, Louisiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael D George

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FPL CAPITAL MANAGEMENT, LLC. - 100% OWNER, CONTROL PERSON, DIRECTOR AND EMPLOYEE. W.J. GEORGE & CO. INC, CONSULTING FIRM (NON INVETMENT RELATED) OFFICER - POSITION HELD IS VICE PRESIDENT GEORGE PROPERTIES, LLC, REAL ESTATE DEVELOPMENT AND MANAGEMENT COMPANY - DIRECTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2012 - Present

FPL CAPITAL MANAGEMENT, LLC

Office #1: 3525 North Causeway Boulevard Suite 633, Metairie, LA 70002

RIA

CRD#: 117499

METAIRIE, LA

Past

October 10, 2003 - September 9, 2004

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

July 27, 1999 - October 17, 2001

DMK ADVISOR GROUP, INC.

CRD#: 41067

LUTZ, FL

Past

October 12, 1995 - October 9, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 14, 1995 - August 11, 1995

SISUNG SECURITIES CORPORATION

CRD#: 25752

METAIRIE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FPL CAPITAL MANAGEMENT, LLC

CRD#: 117499 / SEC#: 801-78875

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

California

Registered Investment Advisory firm - (2/7/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (1/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/25/2012)

IAR

Texas
(9/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/27/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/13/1995

General Securities Representative Examination

Current Firm

FPL CAPITAL MANAGEMENT, LLC

CRD#: 117499 / SEC#: 801-78875

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

California

Registered Investment Advisory firm - (2/7/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (1/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3525 North Causeway Boulevard Suite 633, Metairie, LA 70002

Mailing Address

Phone number

(504) 828-1969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FPL CAPITAL MANAGEMENT - FORM ADV PART 2A - FIRM BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts	1,019
AUM (Assets Under Management)	$ 885,155,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alan Brockhaus

RITHOLTZ WEALTH MANAGEMENT

IAR

New Orleans, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David George's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

DMK ADVISOR GROUP, INC.

MORGAN STANLEY DW INC.

SISUNG SECURITIES CORPORATION

Primary Firm SEC Registration

FPL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2012

Series 63

Date: 7/21/1995

Series 31

Date: 12/27/1995

Series 7

Date: 7/13/1995

Current Firm

FPL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FPL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors