Alexander J. Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander John Wu was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1991. Alexander had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1992 - June 19, 1992
CORTLANDT CAPITAL CORPORATION
January 28, 1992 - February 11, 1992
GKN SECURITIES CORP.
September 23, 1991 - February 7, 1992
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
