Paul Kazak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Kazak was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 27, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 1996 - May 9, 2000
MAGNUM SECURITIES OF NEW YORK INC.
May 23, 1995 - December 11, 1996
VISION SECURITIES INC.
October 8, 1993 - June 16, 1995
SAPERSTON FINANCIAL INC.
July 18, 1991 - October 15, 1993
JEFFREY BROOKS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/28/1998
Limited Representative-Equity Trader ExamCurrent Firm
MAGNUM SECURITIES OF NEW YORK INC.
CRD#: 39267 / SEC#: , 8-48584
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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