SC
Steven C. Colson
OFG FINANCIAL SERVICES
College Station, TX 77840
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CRD#: 2161994
SC
Professional summary
Steven Craig Colson, ChFC® is a registered financial advisor currently at OFG FINANCIAL SERVICES, INC. located in College Station, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
D/B/A EXECUTIVE FINANCIAL SERVICES- SELLING LIFE & HEALTH INSURANCE & FIXED ANNUITIES WITH VARIOUS COMPANIES - COMMISSIONS - 20% TIME SPENT; LION STREET, INC.- STOCKHOLDER & INDEPENDENT PRODUCER- INDEPENDENT MARKETING ORGANIZATION FOR LIFE INSURANCE AND RELATED PRODUCTS; LION STREET ALSO OWNS A B/D (LION STREET FINANCIAL) AND RIA (LION STREET ADVISORS)COMMISSIONS DIRECTLY FROM APPOINTED CARRIERS; EFS FIRM, LLC (DBA EXECUTIVE FINANCIAL SERVICES) RECEIVES LIFE & HEALTH COMMISSIONS / RECEIVES FIXED ANNUITY COMMISSIONS - COMMISSIONS - 10% OF TIME SPENT; DIVIDENDS VIA STOCK & STOCK APPRECIATION -10% TIME SPENT; STICK FAMILY LIMITED PARTNERSHIP-REAL ESTATE FARMING, RANCHING, TIMBER - LIMITED PARTNER - SHARE OF SALES / PROFITS& LOSSES-10% OF TIME SPENT; STICK GUN TRUST-TRUSTEE OF GUN TRUST WHICH OWNS REGULATED ITEMS-BUY & SELL SUCH ITEMS-TRUSTEE & SETTLOR OF TRUST-NO COMPENSATION-LESS THAN 10% TIME SPENT.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Craig Colson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven Craig Colson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 28, 2003 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 302 Holleman Drive East Suite 200, College Station, TX 77840RIA
BD
CRD#: 23940
College Station, TX
Current
February 9, 1999 - Present
OFG FINANCIAL SERVICES, INC.
Office #1: 302 Holleman Drive East Suite 200, College Station, TX 77840RIA
BD
CRD#: 23940
College Station, TX
Past
August 5, 1992 - December 2, 1998
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 5, 1992 - December 2, 1998
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 19, 1991 - May 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
August 19, 1991 - May 1, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/30/2019)
RR
Arkansas(2/6/2009)
RR
Colorado(3/3/2000)
RR
Louisiana(3/14/2018)
RR
Missouri(9/30/2005)
RR
New Mexico(5/4/2017)
RR
Ohio(5/19/2005)
RR
Oklahoma(2/9/1999)
RR
South Carolina(3/27/2017)
RR
Texas(2/10/1999)
IAR
Texas(2/28/2003)
RR
Washington(1/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OFG FINANCIAL SERVICES, INC.
DEARBORN AND CREGGS, INC. | SECURITY FINANCIAL SERVICES, INC. | PATHWAY FINANCIAL SOLUTIONS | OGDON FINANCIAL SERVICES, INC. | OFG FINANCIAL SERVICES, INC. | MODERN ADVISOR GROUP
CRD#: 23940 / SEC#: 801-127727, 8-40770
RIA
Registered Investment Advisory firm - SEC (4/24/2023 Approved)Arizona
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/14/2025 Terminated)Texas
Registered Investment Advisory firm - SEC (1/8/2025 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
Townsite Plaza #2, Suite # 105 Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515
Mailing Address
Townsite Plaza #2, Suite # 105 120 Se 6th Avenue, Topeka, KS 66603-3515
Phone number
(785) 233-4071
Established
Kansas since 12/12/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (5 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 270,000,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OFG FINANCIAL SERVICES, INC.
CRD#: 23940College Station, TX 77840TRUST BUT VERIFY
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Contact information
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