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YJ

Yojin Jung

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CRD#: 2161964
YJ

Professional summary

Yojin Jung was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Yojin is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Yojin had worked at 2 firms, which includes KUKJE INVESTMENT & SECURITIES INC., INTERFIRST CAPITAL CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Yojim Jung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 27, 1993 - April 29, 2003

KUKJE INVESTMENT & SECURITIES, INC.

BD
CRD#: 31075
LOS ANGELES, CA
Past

October 7, 1991 - February 11, 1993

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/4/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/5/1993
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/3/1993
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/10/1993
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/7/1993
General Securities Principal Examination

Current Firm

KI
KUKJE INVESTMENT & SECURITIES, INC.
KUKJE INVESTMENT & SECURITIES, INC.

CRD#: 31075 / SEC#: , 8-45314

BD
Cancelled by SEC on 10/09/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 11/05/1992
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JUNG, YOJINPRESIDENT

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KUKJE INVESTMENT & SECURITIES, INC.

CRD#: 31075

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