Christopher Ricciardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ricciardi was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 9 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2024 - December 2, 2025
EDLY ADVISORS
May 6, 2021 - December 31, 2023
EDLY
September 4, 2013 - June 26, 2014
COHEN & COMPANY SECURITIES, LLC
April 20, 2011 - September 12, 2011
JVB FINANCIAL GROUP, LLC
September 9, 2010 - April 18, 2011
COHEN & COMPANY CAPITAL MARKETS, LLC
March 3, 2006 - April 18, 2011
COHEN & COMPANY SECURITIES, LLC
May 7, 2004 - March 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2000 - April 4, 2003
CREDIT SUISSE SECURITIES (USA) LLC
February 5, 1992 - March 24, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDLY ADVISORS
CRD#: 328677 / SEC#: 801-129144
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 19,833,791 |
Red Flags
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