Maureen V. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Van Norstrand Byrne, who also goes by Maureen Van Norstrand, Maureen Vannorstrand, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1994. Maureen had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2022 - April 4, 2024
ALPS DISTRIBUTORS, INC.
September 27, 2019 - November 7, 2022
LPL FINANCIAL LLC
July 7, 2011 - May 3, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 22, 1997 - June 1, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 21, 1997 - July 1, 1997
KEY INVESTMENTS INC.
November 1, 1994 - May 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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