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Craig Steven Redding

CRD# 2161837·Registered 1991 - 2009
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Steven Redding, who also goes by Craig Steven Korkey, was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1991 - 2009. Craig had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Craig Steven Korkey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PEAK SECURITIES CORPORATION·CRD# 107907
BD
Boca Raton, FL
September 8, 2009 - November 13, 2009
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Port St. Lucie, FL
March 30, 2007 - May 22, 2008
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Bohemia, NY
January 29, 2007 - March 30, 2007
PHD CAPITAL·CRD# 38785
BD
Bohemia, NY
October 10, 2006 - February 6, 2007
PGP FINANCIAL, INC.·CRD# 21617
BD
Hauppauge, NY
January 3, 2006 - October 5, 2006
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
January 14, 1998 - July 24, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
August 15, 1997 - December 31, 1997
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
March 3, 1997 - April 18, 1997
LANDMARK INTERNATIONAL EQUITIES·CRD# 25098
BD
Westbury, NY
February 21, 1995 - July 29, 1996
KENSINGTON WELLS INCORPORATED·CRD# 30570
BD
August 6, 1993 - February 8, 1995
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
November 1, 1991 - March 2, 1993

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Current Firm

PS
PEAK SECURITIES CORPORATION

INTER-AMERICAN SECURITIES, INC. | PEAK SECURITIES CORPORATION

CRD#: 107907 / SEC#: 8-53066
BD
Terminated by SEC on 03/08/2010

Contact Information

Established

Florida since 10/02/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PEAK CAPITAL CORPORATIONOWNER—
DUBE, DAVID WILLIAMPRESIDENT/CHIEF COMPLIANCE OFFICER3041983
MICHEL, JEFFREY WAYNEVICE PRESIDENT/REGISTERED OPTIONS PRINCIPAL & SROP/CROP2307698
PIDGEON, PHILLIP DFINANCIAL AND OPERATIONS PRINCIPAL4451631

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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