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Craig S. Redding

Some features on this profile are disabled
CRD#: 2161837
CR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Steven Redding, who also goes by Craig Steven Korkey, was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1991. Craig had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Craig Steven Korkey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 8, 2009 - November 13, 2009

PEAK SECURITIES CORPORATION

BD
CRD#: 107907
BOCA RATON, FL
Past

March 30, 2007 - May 22, 2008

BROOKVILLE CAPITAL PARTNERS

BD
CRD#: 102380
PORT ST. LUCIE, FL
Past

January 29, 2007 - March 30, 2007

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
BOHEMIA, NY
Past

October 10, 2006 - February 6, 2007

PHD CAPITAL

BD
CRD#: 38785
BOHEMIA, NY
Past

January 3, 2006 - October 5, 2006

PGP FINANCIAL, INC.

BD
CRD#: 21617
HAUPPAUGE, NY
Past

January 14, 1998 - July 24, 1998

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

August 15, 1997 - December 31, 1997

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

March 3, 1997 - April 18, 1997

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY
Past

February 21, 1995 - July 29, 1996

LANDMARK INTERNATIONAL EQUITIES

BD
CRD#: 25098
WESTBURY, NY
Past

August 6, 1993 - February 8, 1995

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

November 1, 1991 - March 2, 1993

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/27/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2007
General Securities Principal Examination

Current Firm

PS
PEAK SECURITIES CORPORATION
INTER-AMERICAN SECURITIES, INC. | PEAK SECURITIES CORPORATION

CRD#: 107907 / SEC#: , 8-53066

BD
Terminated by SEC on 03/08/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 10/02/2000
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PEAK CAPITAL CORPORATIONOWNER
DUBE, DAVID WILLIAMPRESIDENT/CHIEF COMPLIANCE OFFICER3041983
MICHEL, JEFFREY WAYNEVICE PRESIDENT/REGISTERED OPTIONS PRINCIPAL & SROP/CROP2307698
PIDGEON, PHILLIP DFINANCIAL AND OPERATIONS PRINCIPAL4451631

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEAK SECURITIES CORPORATION

CRD#: 107907

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