Stacia E. Hatfield

BLUE OWL SECURITIES

San Francisco, CA

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CRD#: 2161741

Professional summary

Stacia E Hatfield, who also goes by Stacia B Eyerly, Stacia Eyerly Hatfield, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.

Stacia is registered as a RR (Registered Representative) and started their career in finance in 2001. Stacia has worked at 14 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stacia B Eyerly | Stacia Eyerly Hatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stacia E Hatfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

BLUE OWL SECURITIES

CRD#: 283250

San Francisco, CA

Past

January 3, 2022 - July 26, 2022

TCG CAPITAL MARKETS L.L.C.

CRD#: 291767

NEW YORK, NY

Past

January 10, 2020 - December 31, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 31, 2019 - January 10, 2020

TCG SECURITIES, L.L.C.

CRD#: 154788

WASHINGTON, DC

Past

March 24, 2017 - May 27, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

April 15, 2015 - November 16, 2016

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

October 21, 2013 - April 17, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

July 13, 2011 - February 22, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SAN FRANCISCO, CA

Past

September 3, 2010 - July 11, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

September 1, 2010 - July 11, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

April 6, 2007 - October 27, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

March 19, 2007 - October 27, 2008

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

OAKLAND, CA

Past

February 21, 2003 - March 23, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, NE

Past

February 13, 2003 - March 23, 2006

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

September 13, 2001 - September 27, 2002

EAINVEST SECURITIES, INC.

CRD#: 104370

SAN RAMON, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/14/2025)

Alaska
(7/15/2025)

Arizona
(7/22/2025)

Arkansas
(7/22/2025)

California
(7/14/2025)

Colorado
(7/15/2025)

Connecticut
(7/14/2025)

Delaware
(7/15/2025)

District of Columbia
(7/14/2025)

Florida
(7/15/2025)

Georgia
(7/15/2025)

Hawaii
(7/15/2025)

Idaho
(7/14/2025)

Illinois
(7/17/2025)

Indiana
(7/17/2025)

Iowa
(7/23/2025)

Kansas
(7/16/2025)

Kentucky
(7/14/2025)

Louisiana
(7/14/2025)

Maine
(7/14/2025)

Maryland
(7/17/2025)

Massachusetts
(7/14/2025)

Michigan
(7/16/2025)

Minnesota
(7/15/2025)

Mississippi
(7/16/2025)

Missouri
(7/14/2025)

Montana
(7/29/2025)

Nebraska
(7/14/2025)

Nevada
(7/14/2025)

New Hampshire
(7/15/2025)

New Jersey
(8/20/2025)

New Mexico
(7/15/2025)

New York
(7/22/2025)

North Carolina
(7/15/2025)

North Dakota
(7/24/2025)

Ohio
(7/14/2025)

Oklahoma
(7/14/2025)

Oregon
(7/15/2025)

Pennsylvania
(7/15/2025)

Puerto Rico
(10/23/2025)

Rhode Island
(7/16/2025)

South Carolina
(7/16/2025)

South Dakota
(7/14/2025)

Tennessee
(7/15/2025)

Texas
(7/14/2025)

Utah
(7/14/2025)

Vermont
(7/16/2025)

Virginia
(7/14/2025)

Washington
(7/14/2025)

Wisconsin
(7/15/2025)

Wyoming
(7/16/2025)

Exams

State Security Law Exam

Series 63

Date: 5/27/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/11/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLUE OWL SECURITIES

BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

375 Park Avenue, New York, NY 10152

Mailing Address

375 Park Avenue 4th Floor, New York, NY 10152

Phone number

(212) 419-3000

Established

Delaware since 12/17/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLUE OWL CAPITAL GROUP LLC	SOLE MEMBER
AMATO, KERRI ANN	CHIEF COMPLIANCE OFFICER	4710835
CONNOR, SEAN RICHARD	PRESIDENT AND CHIEF EXECUTIVE OFFICER	6019182
DIRESTA, ANDREW	FINOP	7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacia E. Hatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stacia E Hatfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCG CAPITAL MARKETS L.L.C.

FORESIDE FUND SERVICES, LLC

TCG SECURITIES, L.L.C.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

NYLIFE DISTRIBUTORS LLC

ALPS DISTRIBUTORS, INC.

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCEBERNSTEIN L.P.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE CLEARING, INC.

EAINVEST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2025

Series 66

Date: 12/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2001

FINRA

Current Firm

BLUE OWL SECURITIES

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUE OWL SECURITIES

TRUST BUT VERIFY

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