Dennis Radek

STRATEGIC ADVISERS LLC

HENDERSON, NV

Some features on this profile are disabled

CRD#: 2161701

Professional summary

Dennis Radek, who also goes by Dennis Henry Radek, Dennis Radek, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Henderson, Nevada and FIDELITY BROKERAGE SERVICES LLC located in Henderson, Nevada.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dennis has worked at 21 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Henry Radek | Dennis Radek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Radek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HENDERSON, NV

Current

October 21, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HENDERSON, NV

Past

May 23, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

HENDERSON, NV

Past

February 3, 2020 - May 15, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

September 17, 2019 - January 24, 2020

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

Las Vegas, NV

Past

August 5, 2011 - October 7, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

October 18, 2010 - February 15, 2011

IFS SECURITIES

CRD#: 40375

LAS VEGAS, NV

Past

November 19, 2008 - November 16, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LAS VEGAS, NV

Past

July 30, 2008 - November 18, 2008

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ANTHEM, AZ

Past

January 14, 2008 - July 14, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PHOENIX, AZ

Past

December 3, 2007 - July 14, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PHOENIX, AZ

Past

May 1, 2006 - April 10, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

LAS VEGAS, NV

Past

July 1, 2003 - August 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

June 27, 2003 - April 10, 2006

EDWARD JONES

CRD#: 250

PHOENIX, AZ

Past

May 21, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SUN CITY, AZ

Past

May 15, 2001 - July 2, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 22, 1999 - May 18, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 2, 1998 - August 17, 1999

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

July 8, 1996 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

August 25, 1993 - June 20, 1996

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 1, 1992 - August 4, 1993

FOSTER JEFFRIES SECURITIES, LLC

CRD#: 30144

WESTBURY, NY

Past

April 8, 1992 - April 24, 1992

FIRST CHOICE SECURITIES CORP.

CRD#: 17021

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/17/2021)

Alaska
(12/21/2021)

Arizona
(12/16/2021)

Arkansas
(12/16/2021)

California
(10/22/2021)

Colorado
(12/17/2021)

Connecticut
(10/25/2021)

Delaware
(12/15/2021)

District of Columbia
(10/28/2021)

Florida
(10/22/2021)

Georgia
(10/22/2021)

Hawaii
(12/22/2021)

Idaho
(10/22/2021)

Illinois
(12/16/2021)

Indiana
(2/10/2022)

Iowa
(11/1/2021)

Kansas
(10/22/2021)

Kentucky
(12/17/2021)

Louisiana
(2/2/2022)

Maine
(10/22/2021)

Maryland
(10/26/2021)

Massachusetts
(10/22/2021)

Michigan
(10/25/2021)

Minnesota
(12/22/2021)

Mississippi
(12/16/2021)

Missouri
(10/22/2021)

Montana
(12/20/2021)

Nebraska
(12/17/2021)

Nevada
(12/15/2021)

IAR

Nevada
(3/31/2025)

New Hampshire
(10/25/2021)

New Jersey
(12/16/2021)

New Mexico
(12/15/2021)

New York
(12/24/2021)

North Carolina
(1/3/2022)

North Dakota
(2/2/2022)

Ohio
(10/22/2021)

Oklahoma
(12/16/2021)

Oregon
(11/1/2021)

Pennsylvania
(12/16/2021)

Puerto Rico
(10/22/2021)

Rhode Island
(12/20/2021)

South Carolina
(2/3/2022)

South Dakota
(12/23/2021)

Tennessee
(12/16/2021)

Texas
(10/21/2021)

IAR

Texas
(3/31/2025)

Utah
(10/22/2021)

Vermont
(12/16/2021)

Virgin Islands
(12/20/2021)

Virginia
(10/23/2021)

Washington
(12/16/2021)

West Virginia
(12/16/2021)

Wisconsin
(10/28/2021)

Wyoming
(2/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/8/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/17/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/12/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis Radek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Radek's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

USAA FINANCIAL ADVISORS, INC.

W&S BROKERAGE SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

IFS SECURITIES

VALIC FINANCIAL ADVISORS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SECURITIES AMERICA, INC.

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

A. G. EDWARDS & SONS, INC.

FOSTER JEFFRIES SECURITIES, LLC

FIRST CHOICE SECURITIES CORP.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2023

Series 63

Date: 10/8/2019

Series 7TO

Date: 9/17/2019

SIE

Date: 3/12/2019

Series 7

Date: 4/6/1992

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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