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HP

Howard D. Perlow

ANGELES INVESTMENT ADVISORS
SANTA MONICA, CA 90401
Some features on this profile are disabled
CRD#: 2161614
HP

Professional summary


Howard David Perlow is a registered financial advisor currently at ANGELES INVESTMENT ADVISORS located in Santa Monica, California.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Howard has worked at 2 firms and has passed the Series 63, Series 7, Series 2 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Howard David Perlow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 22, 2005 - Present

ANGELES INVESTMENT ADVISORS

Office #1: 429 Santa Monica Blvd. Suite 650, Santa Monica, CA 90401
RIA
CRD#: 110213
SANTA MONICA, CA
Past

February 13, 2001 - April 3, 2001

INVESTOR FORCE SECURITIES, INC.

BD
CRD#: 104318
WAYNE, PA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ANGELES INVESTMENT ADVISORS
ANGELES INVESTMENT ADVISORS | ANGELES INVESTMENT ADVISORS, LLC.

CRD#: 110213 / SEC#: 801-60042

RIA
Registered Investment Advisory firm - (2/20/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/9/2023)
IAR
Texas
(9/22/2005)

Exams


State Security Law Exam
RR
Series 63
Date: 10/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 7/2/1991
Non-Member General Securities Examination
Principal/Supervisory Exam

Current Firm


AI
ANGELES INVESTMENT ADVISORS
ANGELES INVESTMENT ADVISORS | ANGELES INVESTMENT ADVISORS, LLC.

CRD#: 110213 / SEC#: 801-60042

RIA
Registered Investment Advisory firm - (2/20/2001 Approved)
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Contact information


Main Address
429 Santa Monica Blvd. Suite 650, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 393-6300
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AIA 2025 ADV ANNUAL AMENDMENT PART 2A_4.23.2025_FINAL (4/23/2025)

Regulatory assets under management


Total Number of Accounts61
AUM (Assets Under Management)$ 7,070,089,641

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANGELES INVESTMENT ADVISORS

CRD#: 110213Santa Monica, CA 90401

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