RG
Ronald C. Gable
CENTAURUS FINANCIAL
Fountain Valley, CA 92708
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CRD#: 216158
RG
Professional summary
Ronald Charles Gable, CFP® is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Fountain Valley, California and FINANCIAL ANALYTICAL SERVICES, INC. located in Fountain Valley, California.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Ronald has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RONALD C. GABLE, NON-INVESTMENT RELATED, 11110 ALONDRA BLVD., NORWALK, CA 90650, EDUCATION, INSTRUCTOR, SINCE 7/12/2014, DEVOTED TIME IS 1 HR A MONTH, COLLEGE TEACHING. FINANCIAL ANALYTICAL SERVICES, INC., PRESIDENT, SINCE 10/1/1978, FOUNTAIN VALLEY, CA 92708, FOR COMPREHENSIVE FINANCIAL PLANNING, REGISTERED INVESTMENT ADVISOR. DEVOTED TIME IS 110 HRS A MONTH, INVESTMENT RELATED.
RONALD G. GABLE, OWNER, SINCE 11/30/1993, FOUNTAIN VALLEY, CA 92708, LONG TERM CARE DEVOTED TIME IS 1 HR A MONTH, NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Charles Gable's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Charles Gable's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1976
Experience
Current
July 2, 1999 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 18837 Brookhurst Street Suite #204, Fountain Valley, CA 92708RIA
BD
CRD#: 30833
Fountain Valley, CA
Current
December 21, 2005 - Present
FINANCIAL ANALYTICAL SERVICES, INC.
Office #1: 18837 Brookhurst, #204, Fountain Valley, CA 92708RIA
CRD#: 136001
Fountain Valley, CA
Current
April 29, 1999 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 18837 Brookhurst Street Suite #204, Fountain Valley, CA 92708RIA
BD
CRD#: 30833
Fountain Valley, CA
Past
June 1, 1983 - March 30, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
February 18, 1976 - June 16, 1983
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
BD
CRD#: 32
Past
August 14, 1975 - March 19, 1976
INVESTOGENIC SERVICES, INC.
BD
CRD#: 4076
Past
January 18, 1972 - September 30, 1975
INTERNATIONAL SECURITIES CORP.
BD
CRD#: 430
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/28/1999)
IAR
California(7/2/1999)
IAR
Idaho(1/4/2011)
IAR
Indiana(1/25/2012)
RR
Montana(9/11/2018)
IAR
Montana(7/6/2020)
IAR
Washington(1/5/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/13/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
