Peter C. Gable
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Crane Gable was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 13 firms and has passed the Series 63, Series 7, Series 5, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2010 - November 9, 2010
DREXEL HAMILTON, LLC
May 26, 2009 - November 29, 2010
NORTHEAST SECURITIES, LLC
September 5, 2006 - March 26, 2008
COWEN SECURITIES LLC
February 23, 2006 - September 6, 2006
STERNE, AGEE & LEACH, INC.
February 2, 2004 - January 18, 2006
GUGGENHEIM SECURITIES, LLC
April 22, 2003 - January 26, 2004
BGC FINANCIAL, L.P.
July 12, 2002 - October 29, 2002
NATIONAL SECURITIES CORPORATION
July 23, 1998 - November 16, 2000
KEYBANC CAPITAL MARKETS INC.
September 6, 1996 - October 10, 1997
MESIROW FINANCIAL, INC.
November 15, 1994 - September 10, 1996
BCP SECURITIES, INC.
March 15, 1994 - October 26, 1994
MESIROW FINANCIAL, INC.
February 7, 1991 - March 31, 1994
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
November 10, 1988 - December 3, 1990
YAMAICHI INTERNATIONAL (AMERICA) INC.
December 18, 1985 - October 11, 1988
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 3/29/1968
Registered Representative ExaminationCurrent Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
