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Hendrik J. Dijs

MARATHON INVESTMENTS
NEW CANAAN, CT
CRD#: 2161469
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Hendrik Jan DijsMARATHON INVESTMENTS

Professional summary


Hendrik Jan Dijs, who also goes by Hans Jan Dijs, Hendrik Hans Dijs, Hendrik Dijs, Jan Dijs, is a registered financial advisor currently at MARATHON INVESTMENTS, LLC located in New Canaan, Connecticut.

Hendrik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Hendrik has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Hans Jan Dijs | Hendrik Hans Dijs | Hendrik Dijs | Jan Dijs

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Hendrik Jan Dijs's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 17, 2011 - Present

MARATHON INVESTMENTS, LLC

RIA
CRD#: 156353
NEW CANAAN, CT
Past

October 8, 2010 - October 20, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
STAMFORD, CT
Past

August 10, 2009 - March 26, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

January 12, 2009 - June 5, 2009

BROADPOINT AMTECH, INC.

BD
CRD#: 121456
GREENWICH, CT
Past

December 7, 2000 - November 10, 2008

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

April 21, 1993 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

September 27, 1991 - February 17, 1993

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/17/2011)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/13/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 12/23/2005
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


MI
MARATHON INVESTMENTS, LLC
MARATHON INVESTMENTS, LLC

CRD#: 156353 / SEC#:

Connecticut
Registered Investment Advisory firm - (2/17/2011 Approved)
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Contact information


Main Address
New Canaan, CT
Mailing Address
Phone number
(203) 972-6024
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts28
AUM (Assets Under Management)$ 10,100,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARATHON INVESTMENTS, LLC

CRD#: 156353New Canaan, CT

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