MG
Mario J. Gabelli
GAMCO ASSET MANAGEMENT
RYE, NY 10580
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CRD#: 216136
MG
Professional summary
Mario Joseph Gabelli, who also goes by Mario J Gabelli, is a registered financial advisor currently at GAMCO ASSET MANAGEMENT INC. located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Mario has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 1, F04 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mario J Gabelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MJG-IV LIMITED PARTNERSHIP - 140 GREENWICH AVE, GREENWICH, CT 06830; FAMILY PARTNERSHIP; GENERAL PARTNER; START DATE 1984; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; DUTIES AS DIRECTED BY LIMITED PARTNERSHIP AGREEMENT.
(2) MJG MANAGEMENT LLC - 140 GREENWICH AVE, GREENWICH, CT 06830; LIMITED LIABILITY CORPORATION; MEMBER; START DATE 1999; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS DIRECTED BY THE OPERATING AGREEMENT.
(3) GGCP HOLDINGS, LLC - INVESTMENT RELATED; 140 GREENWICH AVE, GREENWICH, CT 06830; LIMITED LIABILITY CORPORATION; MEMBER; START DATE MAY 5, 2010; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS DIRECTED BY THE OPERATING AGREEMENT.
(4) CIBL, INC. - 165 WEST LIBERTY STREET, SUITE 210, RENO, NV 89501; HOLDING COMPANY; CHAIRMAN & CONTROLLING SHAREHOLDER; START DATE NOVEMBER 19, 2007; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; DUTIES AS DIRECTED BY THE BY-LAWS AND BOARD OF DIRECTORS.
(5) GGCP, INC., FORMERLY (PRIOR TO FEBRUARY 1999) GABELLI FUNDS, INC. -- 140 GREENWICH AVE, GREENWICH, CT 06830; PRIVATE COMPANY; CHIEF EXECUTIVE OFFICER, DIRECTOR, CONTROLLING SHAREHOLDER; START DATE OCTOBER 1976; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; DUTIES AS DIRECTED BY THE BY-LAWS AND BOARD OF DIRECTORS.
(6) GPJ RETIREMENT LLC - ONE CORPORATE CENTER, RYE, NY 10580; LIMITED LIABILITY CORPORATION; MEMBER; START DATE 2005; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; DUTIES AS DIRECTED BY THE OPERATING AGREEMENT.
(7) LICT CORPORATION - 401 THEODORE FREMD AVENUE, RYE, NY 10580; PUBLIC COMPANY; CHIEF EXECUTIVE OFFICER & CHAIRMAN; START DATE SEPTEMBER 2009; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS DIRECTED BY THE BY-LAWS AND BOARD OF DIRECTORS, AND AS NECESSARY FOR POSITION.
(8)TETON ADVISORS, INC. - ONE CORPORATE CENTER, RYE, NY 10580; ASSET MANAGEMENT COMPANY; PORTFOLIO MANAGER; START DATE MARCH 2, 1998; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS NECESSARY FOR POSITION.
(9) MORGAN GROUP HOLDINGS CO. - 401 THEODORE FREMD AVENUE, RYE, NY 10580; CHAIRMAN; PUBLIC HOLDING COMPANY; START DATE 2001; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS DIRECTED BY BY-LAWS AND BOARD OF DIRECTORS, AND AS NECESSARY FOR POSITION.
(10) MJG ASSOCIATES, INC. - 140 GREENWICH AVE, GREENWICH, CT 06830; INVESTMENT MANAGEMENT COMPANY; SOLE SHAREHOLDER & EXECUTIVE OFFICER; START DATE AUGUST 1, 1990; DEVOTES TIME NECESSARY TO EXECUTE ALL FUNCTIONS THAT ARE REQUIRED; RESPONSIBILITIES AS NECESSARY FOR POSITION.
(11) Foreign Policy Association, non investment related, Headquartered at 551 Fifth Ave, Suite 3000, NY,NY 10176, Director, February 26 2020 start date, meetings of the Board occur twice a year, develop awareness, understanding and informed opinion on US foreign policy and global issues.
CRS (Client Relationship Summary) - RIA
Click below to view Mario Joseph Gabelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 1990 - Present
GAMCO ASSET MANAGEMENT INC.
Office #1: One Corporate Center, Rye, NY 10580RIA
CRD#: 104950
RYE, NY
Current
January 24, 2020 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435BD
CRD#: 155071
Rye, NY
Past
February 28, 1977 - December 31, 2019
G.RESEARCH, LLC
BD
CRD#: 7353
RYE, NY
Past
January 6, 1977 - February 10, 1977
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
August 27, 1975 - January 6, 1977
WILLIAM D. WITTER, INC.
BD
CRD#: 3789
Past
January 3, 1968 - April 10, 1975
LOEB RHOADES AND CO
BD
CRD#: 1000002
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GAMCO ASSET MANAGEMENT INC.
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
RIA
Registered Investment Advisory firm - (9/5/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(1/28/2000)
RR
Connecticut(7/9/2025)
RR
New York(3/4/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/29/1967
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
F04
Date: 12/30/1976
Financial Principal ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 2/7/1972
Registered Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
GA
GAMCO ASSET MANAGEMENT INC.
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
RIA
Registered Investment Advisory firm - (9/5/1978 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
191 Mason Street, Greenwich, CT 06830
Mailing Address
Phone number
(914) 921-5000
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,601 |
| AUM (Assets Under Management) | $ 11,465,946,000 |
Red Flags
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